Mindy Johnson Filer

Employer firm

Onedigital CRD 106766

$155B regulatory AUM 175 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2016
  The Vanguard Group, Inc.
  Malvern, PA
• 09/2016 → 12/2016
  Unemployed
  Hummelstown, PA
• 01/2017 → 10/2018
  Lpl Financial, Llc
  White Plains, NY
• 02/2017 → 10/2018
  Independent Financial Partners
  White Plains, NY
• 11/2018 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2023 → Present
  Onedigital Investment Advisors Llc
  Overland Park, KS
• 08/2024 → 10/2025
  Osaic Wealth, Inc.
  York, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-22
• S63 Uniform Securities Agent State Law Examination
  2011-04-11

Other Names

• Mindy A Johnson
• Mindy Filer
• Mindy Ann Johnson
• Mindy Ann Filer