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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
NJ RA APPROVED 2026-01-06
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2026-01-06

Branch Locations

461 From Dr Ste. 235, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Sparta NJ 11/2015 04/2019
Raymond James Financial Services, Inc. Newton NJ 04/2019 12/2021
First Hope Wealth Management Newton NJ 04/2019 01/2022
Lpl Financial Llc Newton NJ 01/2022 01/2026
Wells Fargo Clearing Services, Llc Paramus NJ 01/2026 Present
  • 11/2015 → 04/2019
    Wells Fargo Bank, Na
    Sparta, NJ
  • 04/2019 → 12/2021
    Raymond James Financial Services, Inc.
    Newton, NJ
  • 04/2019 → 01/2022
    First Hope Wealth Management
    Newton, NJ
  • 01/2022 → 01/2026
    Newton, NJ
  • 01/2026 → Present
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
S63 Uniform Securities Agent State Law Examination 2016-10-20
  • S66 Uniform Combined State Law Examination
    2019-10-28
  • S63 Uniform Securities Agent State Law Examination
    2016-10-20
Other Names
  • Daniel Klippel
  • Daniel Jon Klippel

View on SEC IAPD

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