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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-07 |
Branch Locations
1030 Montgomery Road, Altamonte Springs, FL 32714 • United States
480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Mount Dora | FL | 10/2015 | Present |
| Wells Fargo Advisors, Llc | Mount Dora | FL | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mount Dora | FL | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, HOLLYWOOD, FL, START: 6/10/2024, 0 HOURS PER MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, HOLLYWOOD, FL, START: 6/10/2024, 0 HOURS PER MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-17 |
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