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Shane Patrick Brennan

Advisors Asset Management, Inc.

Princeton, NJ

Royersford, PA

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-02-27
  • PA RA
    APPROVED
    Since 2019-02-27

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Royersford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Princeton NJ 05/2014 02/2019
Advisors Asset Management, Inc Monument CO 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-25
S63 Uniform Securities Agent State Law Examination 2011-02-24
  • S65 Uniform Investment Adviser Law Examination
    2014-07-25
  • S63 Uniform Securities Agent State Law Examination
    2011-02-24

View on SEC IAPD

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WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

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JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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