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Mark Richard Buehler

Calton & Associates, Inc.

Sioux Falls, SD

CRD 5857430

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Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2019-08-06
  • SD RA
    APPROVED
    Since 2019-08-06

Branch Locations

2101 W 41St Street Suite 112, Sioux Falls, SD 57105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quoin Financial Bank Sioux Falls SD 04/2016 Present
Cpaital Financial Services, Inc Minot ND 02/2018 07/2019
Calton & Associates, Inc Sioux Falls SD 07/2019 Present
  • 04/2016 → Present
    Quoin Financial Bank
    Sioux Falls, SD
  • 02/2018 → 07/2019
    Cpaital Financial Services, Inc
    Minot, ND
  • 07/2019 → Present
    Sioux Falls, SD
Previous Registrations
Other Businesses

No. 1) Name of Business: Spring Creek Country Club, Inc. Non-Investment related. Address: 27122 480th Ave., Harrisburg, SD 57032. Nature of Business: Golf. Position/Title/Relationship: Officer. Start Date: 09/15/1995. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Reading financials and approving expenditures. No. 2) Name of Business: Quoin Financial Bank. Investment related. Address: 5700 S Remington Dr., Sioux Falls, SD 57108. Nature of Business: CD Only. Bank related. Position/Title/Relationship: Officer. Start Date: 04/15/2016. Hours per month: 172. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Refer customer to our bank for CD's.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-02
  • S66 Uniform Combined State Law Examination
    2011-02-02
Other Names
  • Mark R Buehler

View on SEC IAPD

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