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Calton & Associates, Inc. CRD 20999
$1.58B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-08-06 |
Branch Locations
2101 W 41St Street Suite 112, Sioux Falls, SD 57105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quoin Financial Bank | Sioux Falls | SD | 04/2016 | Present |
| Cpaital Financial Services, Inc | Minot | ND | 02/2018 | 07/2019 |
| Calton & Associates, Inc | Sioux Falls | SD | 07/2019 | Present |
No. 1) Name of Business: Spring Creek Country Club, Inc. Non-Investment related. Address: 27122 480th Ave., Harrisburg, SD 57032. Nature of Business: Golf. Position/Title/Relationship: Officer. Start Date: 09/15/1995. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Reading financials and approving expenditures. No. 2) Name of Business: Quoin Financial Bank. Investment related. Address: 5700 S Remington Dr., Sioux Falls, SD 57108. Nature of Business: CD Only. Bank related. Position/Title/Relationship: Officer. Start Date: 04/15/2016. Hours per month: 172. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Refer customer to our bank for CD's.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-02 |
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