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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
NC RA APPROVED 2015-01-14
  • SC RA
    APPROVED
    Since 2016-09-26
  • NC RA
    APPROVED
    Since 2015-01-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Harrisburg, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 01/2015 Present
Previous Registrations
Other Businesses

1. 8/30/2021 - Amazon Flex - Not Investment Related - Outside/W-2 Employment - Delivery Driver - Started 08-25-2021 - 60 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-29
S63 Uniform Securities Agent State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2011-09-29
  • S63 Uniform Securities Agent State Law Examination
    2010-12-03
Other Names
  • Ronald E Lawson
  • Ronald E Lawson
  • Ronald E Lawson

View on SEC IAPD

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