David A Overby

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2021
  David Stickler
  Jacksonville, FL
• 12/2015 → 03/2021
  Jeff Mall
  Jacksonville, FL
• 12/2015 → 01/2026
  Northwestern Mutual Investment Services Llc
  Jacksonville, FL
• 01/2016 → 01/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2020 → 03/2021
  Marie O Keefe
  Jacksonville, FL
• 03/2021 → 01/2026
  Bradley Ernst
  Jacksonville, FL
• 02/2026 → Present
  Lpl Financial Llc
  Jacksonville, FL
• 02/2026 → Present
  Newedge Advisors, Llc
  New Orleans, LA

Previous Registrations

• 2024-12-05 → 2026-01-30
  Northwestern Mutual Investment Services, Llc
  Jacksonville, FL
• 2014-03-27 → 2015-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
• 2011-09-12 → 2012-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

1) 02/05/2026 - CONGRUENT WEALTH LLC / DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Start Date 01/30/2026 - 160 hours per month/ 130 hours during trading 2) 02/25/2026 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/25/2026 - Congruent Wealth - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 160 hours per month/ 130 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-06
• S63 Uniform Securities Agent State Law Examination
  2010-11-29

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• David Allen Overby
• David A Overby