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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-16
  • PA RA
    APPROVED
    Since 2026-07-16

Branch Locations

1209 West Chester Pike Ste 101, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2010 06/2026
Vanguard Marketing Corporation Malvern PA 08/2010 06/2026
Vanguard Advisers, Inc. Malvern PA 04/2023 06/2026
Cetera Investment Services Llc St Cloud MN 07/2026 Present
Citadel Federal Credit Union West Chester PA 07/2026 Present
Cetera Investment Advisers Llc West Chester PA 07/2026 Present
  • 08/2010 → 06/2026
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2010 → 06/2026
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2023 → 06/2026
    Malvern, PA
  • 07/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2026 → Present
    Citadel Federal Credit Union
    West Chester , PA
  • 07/2026 → Present
    West Chester, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-09-21
  • S63 Uniform Securities Agent State Law Examination
    2010-09-21
Designations
Other Names
  • Shawn A Wagner

View on SEC IAPD

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