Joseph Rourke Ritschl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 01/2020
  Bmo Harris Bank Na
  Manitowoc, WI
• 09/2014 → 01/2017
  Irvine Company Apartment Communities
  San Diego, CA
• 01/2020 → Present
  Bmo Harris Financial Advisors
  Manitowoc, WI
• 03/2021 → Present
  Lpl Financial Llc
  Sheboygan, WI

Previous Registrations

• 2020-11-10 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Manitowoc, WI
  Sheboygan, WI
• 2012-04-05 → 2013-10-02
  New England Securities
  San Diego, CA

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - MANITOWOC, WI 2) 05/01/2023 - No Business Name - Investment Related - Manitowoc, WI - Real Estate Rental - Start Date 04/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-11-09
• S65 Uniform Investment Adviser Law Examination
  2012-03-19
• S63 Uniform Securities Agent State Law Examination
  2010-10-14

Other Names

• Joseph Ritschl