Ricardo Flores Bermudez

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 11/2021
  Unemployed
  Murrieta, CA
• 10/2019 → 07/2021
  Wintrust Commercial Finance
  Irvine, CA
• 10/2015 → 06/2019
  Pacific Rim Capital
  Irvine, CA
• 11/2021 → 02/2022
  Fisher Investments
  Plano, TX
• 06/2019 → 10/2019
  Unemployed
  Murrieta, CA
• 08/2022 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 02/2022 → 08/2022
  Unemployed
  Murrieta, CA

Previous Registrations

• 2021-12-23 → 2022-02-28
  Fisher Investments
  Plano, TX
  Plano, TX
• 2013-04-22 → 2015-08-05
  Td Ameritrade, Inc.
  Upland, CA
• 2013-04-22 → 2015-08-05
  Td Ameritrade Investment Management, Llc
  Rancho Cucamonga, CA
• 2012-10-15 → 2013-02-15
  Edward Jones
  Temecula, CA
  St Louis, MO
  Temecula, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-22
• S66 Uniform Combined State Law Examination
  2012-08-18
• S63 Uniform Securities Agent State Law Examination
  2010-08-10

Other Names

• Ricardo Flores Bermudez
• Ricardo Flores