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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-14 |
Branch Locations
2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments Llc | New York | NY | 01/2014 | 09/2016 |
| Morgan Stanley Wealth Management | New York | NY | 10/2016 | 03/2019 |
| Lord, Abbett & Co. Llc | Jersey City | NJ | 03/2019 | 05/2023 |
| Hestia Wealth & Wellness Llc | Denver | CO | 10/2025 | 06/2026 |
| Flat Rock Global, Llc | Jackson | WY | 05/2023 | 09/2025 |
| Mml Investors Services, Llc | Denver | CO | 07/2026 | Present |
| Massmutual Life Insurance Company | Denver | CO | 06/2026 | Present |
| Alps Distributors Inc | Denver | CO | 07/2023 | 07/2024 |
NAME: HESTIA WEALTH AND WELLNESS INV REL: Y ADD: RESIDENTIAL NATURE: CONSULTING POSITION: FOUNDER/CEO START DATE: 06/11/2026 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DUTIES: WORK WITH FAMILIES WHO ARE TRYING TO PLAN FOR THEIR CHILD'S FUTURE AFTER A DIAGNOSIS OR AS THEY TRANSITION TO ADULTHOOD. PROVIDE THEM WITH A ROADMAP FOR BENEFITS AND COMMUNITY RESOURCES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-29 |
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