Melissa Ann Clark

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 09/2020
  Northwestern Mutual Investment Services, Llc
  Richmond, VA
• 07/2010 → 09/2020
  Mark J. Newfield
  Richmond, VA
• 10/2011 → 09/2020
  Northwestern Mutual Investment Services, Llc
  Richmond, VA
• 07/2012 → 09/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2020 → 09/2022
  Lpl Financial
  Richmond, VA
• 06/2022 → 09/2022
  Bleakley Financial Group, Llc
  Richmond, VA
• 09/2020 → 05/2022
  Private Advisor Group, Llc Dba Bleakley Financial Group, Llc
  Richmond, VA
• 09/2022 → 03/2026
  Journey Strategic Wealth Llc
  Summit, NJ
• 10/2022 → 03/2026
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2026 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2022-06-01 → 2022-10-11
  Onepoint Bfg Wealth Partners
  Richmond, VA
  Parsippany, NJ
• 2020-09-24 → 2022-07-20
  Private Advisor Group, Llc
  Richmond, VA
  Morristown, NJ
• 2011-10-28 → 2020-09-24
  Northwestern Mutual Investment Services, Llc
  Richmond, VA

Other Businesses

1. Notary of the Public 2. Not investment related 3. 1700 Bayberry Ct 4. I occasionally notarize documents for clients free of charge 5. Notary 6. 02/01/2020 7. less than an hour a month 9. All I do is occasionally notarize documents for clients free of charge 10 No compensation

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-27
• S63 Uniform Securities Agent State Law Examination
  2011-09-20

Other Names

• Melissa Ann Clark
• Melissa Broome
• Melissa Clark Broome