Ellen M Grinshpon

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

28 Village Road North 2Nd Floor, Suite R- 2, Brooklyn, NY 11223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Brooklyn	NY	04/2010	11/2024
Prudential Insurance Company Of America	Brooklyn	NY	06/2010	Present
Lpl Enterprise, Llc	Brooklyn	NY	11/2024	Present

04/2010 → 11/2024

Pruco Securities, Llc.

Brooklyn, NY
06/2010 → Present

Prudential Insurance Company Of America

Brooklyn, NY
11/2024 → Present

Lpl Enterprise, Llc

Brooklyn, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Brooklyn, NY

Forest Hills, NY

Forest Hills, NY

Brooklyn, NY

Brooklyn, NY

Other Businesses

1)12/11/2024- Grin Properties LP- Real Estate Rental- Real Estate Rental, Grin Properties LP- Inv. related- at Riverdale, GA- start date 11/01/2013- 0hrs/mnth-0hrs during trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-06-07

S63 Uniform Securities Agent State Law Examination

2010-06-07

Other Names

Ellen Grin
Ellen Grinshpon

View on SEC IAPD