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Deysi Noelia Juarez

J.P. Morgan Securities LLC

Irvine, CA

CRD 5764911

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-22
CA RA APPROVED 2015-11-16
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • CA RA
    APPROVED
    Since 2015-11-16

Branch Locations

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Torrance CA 11/2015 08/2020
J.P. Morgan Securities Llc Irvine CA 08/2020 Present
Jpmorgan Chase Bank, Na. Irvine CA 05/2025 Present
Previous Registrations
  • 2015-02-04 → 2015-10-27
    Hermosa Beach, CA
    Torrance, CA
    Manhattan Beach, CA
    Hawthorne, CA
    Rolling Hills Estates, CA
    Rancho Palos Verdes, CA
    Redondo Beach, CA
    Marina Del Rey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-03
S63 Uniform Securities Agent State Law Examination 2010-07-12
  • S66 Uniform Combined State Law Examination
    2015-02-03
  • S63 Uniform Securities Agent State Law Examination
    2010-07-12
Other Names
  • Deysi Juarez
  • Deysi N Juarez Munoz

View on SEC IAPD

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