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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-21
FL RA APPROVED 2022-09-15
  • SC RA
    APPROVED
    Since 2022-09-21
  • FL RA
    APPROVED
    Since 2022-09-15

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Naples, FL • United States

Tallahassee, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 01/2013 06/2021
Unemployed Naples FL 06/2021 08/2022
Lpl Financial Llc Naples FL 08/2022 Present
  • 01/2013 → 06/2021
    Lpl Financial
    San Diego, CA
  • 06/2021 → 08/2022
    Unemployed
    Naples, FL
  • 08/2022 → Present
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09
Other Names
  • Julicen Adrian Kandel
  • Julian Adrian Kandel

View on SEC IAPD

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