Karen Mae Maurer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2020
  Santander Bank, Na
  Plymouth, MA
• 03/2016 → 11/2020
  Santander Securities, Llc
  San Juan, PR
• 11/2020 → 07/2021
  Waddell & Reed, Inc.
  Plymouth, MA
• 11/2020 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Plymouth, MA
• 03/2021 → Present
  Watertree Financial Wellness,Llc
  Plymouth, MA
• 07/2021 → Present
  Lpl Financial Llc
  Plymouth, MA

Previous Registrations

• 2021-02-17 → 2021-07-21
  Waddell & Reed
  Hamden, CT
  Plymouth, MA
• 2016-04-12 → 2020-08-28
  Santander Securities Llc
  Plymouth, MA
  Plymouth, MA
  Cedarville, MA
  Hull, MA
  Plymouth, MA
  Framingham, MA
  Plymouth, MA
  Framingham, MA
  Pocasset, MA
  East Wareham, MA
  South Sandwich, MA
  Boston, MA
• 2015-09-09 → 2016-04-11
  Concourse Financial Group Securities, Inc.
  Framingham, MA
  Birmingham, AL
  Waltham, MA
  Middleboro, MA
  Waltham, MA
  Middleboro, MA

Other Businesses

1) 08/03/2021 - Karen Maurer / Other - Book Author / Not Investment Related / 4HR/MO / 08/03/2021 / PLYMOUTH Massachusetts 2) 11/2020 - Watertree Financial Wellness LLC / DBA for LPL Business (entity for LPL business) / Not Investment Related / 0HR/MO / 159 Samoset St. Suite 7 B Plymouth,Ma. 02360 3) 07/2021 - MA Real Estate Broker Sole proprietor / Mortgage/Real Estate Services / Investment Related / 0HR/MO / 583 Raymond Rd, Plymouth, MA, 02360 4) 7/2021 - Karen Maurer / Non-Variable Insurance / Investment Related / 0HR/MO / PLYMOUTH Massachusetts 5) 09/15/2022 - Chili's - Not Investment Related - 2 Plaza Way Plymouth,Ma. - Outside/W-2 Employment - Restaurant Bartender/server - Start Date - 09/12/2022 - 20 Hours Per Month/4 Hours During Securities Trading 6) 03/14/2024 - Other - Business Owner - Collectible Sales - Not Investment Related - Home Based - Start Date 12/18/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-08-24
• S63 Uniform Securities Agent State Law Examination
  2010-03-06

Other Names

• Karen Mae Mckim-Schurga
• Karen Mae Mckim
• Karen M Mckim-Schurga
• Karen M Mckim