Yuting Cheng

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2017
  Citibank
  Industry, CA
• 11/2017 → 03/2021
  Jp Morgan
  Diamond Bar, CA
• 10/2015 → 11/2017
  Citigroup Global Markets Inc.
  Rowland Heights, CA
• 03/2021 → 04/2022
  Matthew Plocher
  Los Angeles, CA
• 04/2021 → 04/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2022 → 11/2022
  Bank Of The West
  San Francisco, CA
• 11/2022 → 01/2026
  Wells Fargo Clearing Services, Llc
  Arcadia, CA
• 11/2022 → 01/2026
  Wells Fargo Bank, Na
  Arcadia, CA
• 01/2026 → Present
  Tywl Wealth Advisor Office
  Rosemead, CA
• 01/2026 → Present
  Cetera Wealth Services
  El Segundo, CA
• 01/2026 → Present
  Cetera Investment Advisors
  Schaumburg, IL
• 04/2022 → 11/2022
  Bancwest Investment Services, Inc
  San Francisco, CA

Previous Registrations

• 2022-12-13 → 2026-01-14
  Wells Fargo Clearing Services, Llc
  Encino, CA
  Arcadia, CA
• 2022-04-28 → 2022-11-10
  Bancwest Investment Services, Inc.
  Pasadena, CA
  Irvine, CA
  Rosemead, CA
  Torrance, CA
  Gardena, CA
  Pasadena, CA
• 2021-04-02 → 2022-04-12
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
• 2017-11-30 → 2021-03-17
  J.P. Morgan Securities Llc
  Diamond Bar,, CA
  Brea, CA
  Diamond Bar, CA
• 2015-11-13 → 2017-12-14
  Citigroup Global Markets Inc.
  Burbank, CA
  Fountain Valley, CA
  San Antonio, TX
  City Of Industry, CA
  Fresno, CA
  Burbank, CA
• 2014-01-21 → 2015-11-06
  Cetera Investment Advisers Llc
  Arcadia, CA
  Rowland Heights, CA
• 2013-04-02 → 2014-01-21
  Cetera Investment Services Llc
  Arcadia, CA
  San Marino, CA
  San Marino, CA
  Artesia, CA
  Rowland Heights, CA
  Orange, CA
  Fountain Valley, CA
• 2012-09-14 → 2013-03-27
  Cetera Investment Services Llc
  Rowland Heights, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2012 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TYWL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2012-09-10
• S63 Uniform Securities Agent State Law Examination
  2009-11-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Emily Cheng
• Yu-Ting Cheng