Hallie Page Lee

Current Employers

Employment History

• 11/2015 → 11/2019
  Guggenheim Funds Distributors, Llc
  Chicago, IL
• 11/2019 → Present
  Ubs Financial Services Inc
  Bethesda, MD

Previous Registrations

• 2015-11-11 → 2019-11-14
  Guggenheim Investments
  Washington, DC
  New York, NY
  North Bethesda, MD
  Bethesda, MD
• 2012-04-06 → 2013-12-06
  Invesco Advisers, Inc.
  Atlanta, GA

Other Businesses

1) Hallie Page Designs / United States / 520 Key Royale Drive, Holmes Beach, Florida 34217 / Sole proprietorship / Household Goods & Textiles / Refurbish vintage mirrors for resale. / I am the sole owner. / Receive Compensation?: YES / Investment in Company?: YES; 100% / Start Date 5/1/2020 /// 2) Florida Coastline Interiors LLC; Anna Maria, Florida 34216; Company; Retailers (Apparel, Food, General); This is a clothing store owned by my mother. My parents would like to add me as a director of the company for succession planning reasons. There is no additional hours required of me.; Executive director; My parents would like to add me as a director of the company for succession planning reasons. My parents recently updated their estate and realized that my mother is the only officer of the company. They think its wise to add me to the company.; Start date: 7/1/2024 /// 3) Collective Liberty/ Washington DC / DC / United States //https://collectiveliberty.org/ Charity / Advisor or advisory group member if advice given may influence an officer or board /I will be the Treasurer of the Board. There is no investment account for this charity. My role is not investment related./Start Date 7/15/2020

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-05
• S63 Uniform Securities Agent State Law Examination
  2010-12-30

Other Names

• Hallie Page Lee
• Hallie Lee