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Christopher Paul Madia

Rockefeller Financial LLC

Saratoga Springs, NY

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-25
  • NY RA
    APPROVED
    Since 2023-07-25

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 03/2009 07/2023
Rockefeller Capital Management Saratoga NY 07/2023 Present
Rockefeller Financial Llc Saratoga NY 07/2023 Present
  • 03/2009 → 07/2023
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 07/2023 → Present
    Rockefeller Capital Management
    Saratoga, NY
  • 07/2023 → Present
    Rockefeller Financial Llc
    Saratoga, NY
Previous Registrations
Other Businesses

1. 06/13/11 - THE LAKE GEORGE CLUB; FOOD SERVICE; NON-INVESTMENT RELATED; 2-3 DAYS/MO. (MAY-OCT)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-18
  • S66 Uniform Combined State Law Examination
    2010-02-18
Other Names
  • Christopher Paul Madia
  • Chris Madia
  • Christopher Madia

View on SEC IAPD

Other Firms

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CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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