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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-15 |
| MN | RA | APPROVED | 2016-04-29 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 04/2016 | Present |
| Bank Of America, N.A. | Bloomington | MN | 05/2016 | Present |
RAWLINGS CHAPTER # 213 - AIR FORCE ASSOCIATION; ST PAUL, MN; SECRETARY; NON-PROFIT EDUCATIONAL FOUNDATION; ONE HOUR PER WEEK OUTSIDE NORMAL OFFICE HOURS. I*93738 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DLH LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDEN PRAIRIE, MINNESOTA 55347 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 7/1/2014 NUMBER OF HOURS DEVOTED: 60 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 6 DUTIES: FAMILY LLC/PARTNERSHIP CONSISTING OF THE SEVEN BROTHERS AND SISTERS FOR MAINTENANCE OF THE FAMILY CABIN. PROPERTY IS NOT USED FOR INCOME OF ANY KIND. I*93735 For profit or not for profit: For-Profit Organization Name of outside business organization: LM Partnership LLP Investment related: Y Address of business: Eden Prairie, Minnesota 55347 Nature of business: General Partnership, Position, title, association: General Partner, Start date of relationship: 12/1/1993 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 6 Duties: Family General Partnership consisting of seven brothers and sisters for investing. I am one of seven general partners. I*95592 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: OMAHA, NEBRASKA 68114 NATURE OF BUSINESS: OTHER,POA COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 42522 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: POA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
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