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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2020-06-04 |
Branch Locations
Colorado Springs, CO • United States
1800 Teague Dr. Ste. 110, Sherman, TX 75090 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Colorado Springs | CO | 04/2013 | 06/2017 |
| Charles Schwab Bank | Colorado Springs | CO | 04/2013 | 06/2017 |
| Lighthouse Financial Llc | Colorado Springs | CO | 09/2019 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
| Accelerated Wealth Advisors, Llc | Colorado Springs | CO | 08/2017 | 06/2020 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/04/20. 2) BARKER INVESTMENT SERVICES, 1800 TEAGUE DR, STE 417, SHERMAN, TX, BUSINESS OWNER, 01/01/21, INV REL, 20 HR/WK- 10/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-02 |
| S66 | Uniform Combined State Law Examination | 2009-09-22 |
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