Ian Horton Abbott

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-02-07
NY	RA	APPROVED	2021-08-16
IN	RA	APPROVED	2021-02-08
MA	RA	APPROVED	2019-08-06
FL	RA	APPROVED	2019-07-25
MD	RA	APPROVED	2019-07-25
VA	RA	APPROVED	2016-05-19
SC	RA	APPROVED	2015-04-30
CO	RA	APPROVED	2015-04-07
NJ	RA	APPROVED	2014-09-22
CT	RA	APPROVED	2014-09-19
ME	RA	APPROVED	2014-09-19
NH	RA	APPROVED	2014-09-19
RI	RA	APPROVED	2014-09-19
OH	RA	APPROVED	2014-09-18
MN	RA	APPROVED	2013-12-23
PA	RA	APPROVED	2013-11-18
ID	RA	APPROVED	2013-02-07
IL	RA	APPROVED	2013-02-07
MT	RA	APPROVED	2013-02-07
OR	RA	APPROVED	2013-02-07
WI	RA	APPROVED	2013-02-07
WA	RA	APPROVED	2012-12-18
ND	RA	APPROVED	2010-11-08
SD	RA	APPROVED	2010-11-03
TX	RA	APPROVED	2010-09-11

NC RA
APPROVED

Since 2023-02-07
NY RA
APPROVED

Since 2021-08-16
IN RA
APPROVED

Since 2021-02-08
MA RA
APPROVED

Since 2019-08-06
FL RA
APPROVED

Since 2019-07-25
MD RA
APPROVED

Since 2019-07-25
VA RA
APPROVED

Since 2016-05-19
SC RA
APPROVED

Since 2015-04-30
CO RA
APPROVED

Since 2015-04-07
NJ RA
APPROVED

Since 2014-09-22
CT RA
APPROVED

Since 2014-09-19
ME RA
APPROVED

Since 2014-09-19
NH RA
APPROVED

Since 2014-09-19
RI RA
APPROVED

Since 2014-09-19
OH RA
APPROVED

Since 2014-09-18
MN RA
APPROVED

Since 2013-12-23
PA RA
APPROVED

Since 2013-11-18
ID RA
APPROVED

Since 2013-02-07
IL RA
APPROVED

Since 2013-02-07
MT RA
APPROVED

Since 2013-02-07
OR RA
APPROVED

Since 2013-02-07
WI RA
APPROVED

Since 2013-02-07
WA RA
APPROVED

Since 2012-12-18
ND RA
APPROVED

Since 2010-11-08
SD RA
APPROVED

Since 2010-11-03
TX RA
APPROVED

Since 2010-09-11

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Houston	TX	02/2009	Present
Agia	Houston	TX	12/2022	Present

02/2009 → Present

Valic Financial Advisors

Houston, TX
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-24
S63	Uniform Securities Agent State Law Examination	2009-03-31

S65 Uniform Investment Adviser Law Examination

2010-08-24
S63 Uniform Securities Agent State Law Examination

2009-03-31

Other Names

Ian Abbot

View on SEC IAPD

Employer firm

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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