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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-24 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities | New Windsor | NY | 12/2008 | 04/2026 |
| New York Life Ins. Co. | New Windsor | NY | 12/2008 | 04/2026 |
| Eagle Strategies Llc | New Windosor | NY | 09/2013 | 04/2026 |
| Guardian/Nfn | King Of Prussia | PA | 06/2026 | 08/2026 |
| Guardian Life Insurance Company | King Of Prussia | PA | 08/2026 | Present |
| Park Avenue Securities | King Of Prussia | PA | 08/2026 | Present |
Rental Property; owner; investment related; start date 07/2011; collect rent; 7 Hudson ave stony point ny; no time spent on activity; 2 residential units] annual com 10-25% insurance other than guardian; independent contractor/broker. Will place product outside when guardian is not a fit; start date 07/29/2026; 150 S Warner Road Suite 120, King of Prussia, PA 19406. 1 hr a month. 1 hr during trading hrs; yes investment related. less than 10% annual comp
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-12 |
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