Benjamin James Schleicher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-04
PA	RA	APPROVED	2022-05-18

TX RA
APPROVED

Since 2024-12-04
PA RA
APPROVED

Since 2022-05-18

Branch Locations

720 Moore Rd, King Of Prussia, PA 19406 • United States

626 Jacksonville Rd Ste 250, Warminster, PA 18974 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	02/2015	Present
Cuna Brokerage Services, Inc.	Waverly	IA	02/2015	Present
Lpl Financial Llc	King Of Prussia	PA	05/2022	Present

02/2015 → Present

Cuna Mutual Group

Waverly, IA
02/2015 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
05/2022 → Present

Lpl Financial Llc

King Of Prussia, PA

Previous Registrations

2015-02-10 → 2022-05-18

Cuna Brokerage Services, Inc.

Philadelphia, PA

King Of Prussia, PA
2014-08-18 → 2015-02-06

Pruco Securities, Llc.

Wyomissing, PA

Camp Hill, PA

Other Businesses

1. 05-18-2022-American Heritage Investment & Retirement Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-11
S63	Uniform Securities Agent State Law Examination	2014-07-14

S65 Uniform Investment Adviser Law Examination

2014-08-11
S63 Uniform Securities Agent State Law Examination

2014-07-14

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews