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Troy Dallas Roth

Tiaa-Cref Individual & Institutional Services, LLC

Mechanicsburg, PA

Camp Hill, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-05-02
  • PA RA
    APPROVED
    Since 2014-05-02

Branch Locations

5000 Ritter Road Suite 202, Rooms 25, 26, 28, 31, 33, Mechanicsburg, PA 17055 • United States

Camp Hill, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Mechanicsburg PA 03/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Mechanicsburg PA 03/2014 Present
Previous Registrations
  • 2013-03-28 → 2014-04-04
    Eagle Strategies Llc
    Harrisburg, PA
  • 2009-03-06 → 2012-02-16
    Msi Financial Services, Inc.
    Camp Hill, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-02
S63 Uniform Securities Agent State Law Examination 2008-12-22
  • S65 Uniform Investment Adviser Law Examination
    2009-03-02
  • S63 Uniform Securities Agent State Law Examination
    2008-12-22

View on SEC IAPD

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