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Sandhiya M Patidar

Charles Schwab & Co., Inc.

Omaha, NE

Katy, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Houston TX 11/2014 12/2022
Charles Schwab & Co., Inc. Katy TX 08/2022 Present
Previous Registrations
  • 2014-12-08 → 2022-12-15
    Td Ameritrade Investment Management, Llc
    Houston, TX
  • 2014-12-08 → 2022-10-14
    Td Ameritrade, Inc.
    Houston, TX
    Houston, TX
    Omaha, NE
  • 2011-12-16 → 2014-10-16
    Grove Point Investments, Llc
    Rockville, MD
    Katy, TX
  • 2009-04-03 → 2011-12-02
    Ameritas Investment Company, Llc
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-20
  • S66 Uniform Combined State Law Examination
    2009-03-20
Other Names
  • Sandhiya Morar
  • Sandhiya M Patidar
  • Sandhiya M Patidar
  • Sandy Patidar
  • Sandhiya M Patidar

View on SEC IAPD

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