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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-03-24
  • SC RA
    APPROVED
    Since 2022-03-24

Branch Locations

325 West Mcbee Avenue, Greenville, SC 29601 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 08/2016 Present
First Citizens Bank Greenville SC 05/2004 Present
  • 08/2016 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 05/2004 → Present
    First Citizens Bank
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-23
  • S66 Uniform Combined State Law Examination
    2022-03-23

View on SEC IAPD

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