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Abraham William Johnson

Vanderbilt Advisory Services

Salt Lake City, UT

Woodbury, NY

CRD 5549547

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Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-01-11
  • UT RA
    APPROVED
    Since 2024-01-11

Branch Locations

1837 E. Parkridge Drive,, Salt Lake City, UT 84121 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Draper UT 01/2012 07/2017
Unemployed Draper UT 07/2017 10/2017
Atp Flight School Ogden UT 11/2017 08/2019
Lpl Financial South Jordan UT 06/2019 09/2021
Vanderbilt Securities, Llc Woodbury NY 10/2023 Present
Abe Johnson Flight Instruction West Jordan UT 04/2019 Present
Southern Airways Express Hawthorne CA 04/2022 Present
  • 01/2012 → 07/2017
    Td Ameritrade
    Draper, UT
  • 07/2017 → 10/2017
    Unemployed
    Draper, UT
  • 11/2017 → 08/2019
    Atp Flight School
    Ogden, UT
  • 06/2019 → 09/2021
    Lpl Financial
    South Jordan, UT
  • 10/2023 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 04/2019 → Present
    Abe Johnson Flight Instruction
    West Jordan, UT
  • 04/2022 → Present
    Southern Airways Express
    Hawthorne, CA
Previous Registrations
  • 2019-07-01 → 2021-10-12
    South Jordan, UT
  • 2012-07-05 → 2017-07-12
    Td Ameritrade, Inc.
    Draper, UT
  • 2012-07-05 → 2017-07-12
    Td Ameritrade Investment Management, Llc
    Draper, UT
Other Businesses

1) 6/28/2019 - Real Estate Rental - 825 Jordan Oaks Ct Sandy, UT 84070-6653 - Investment Related 2) 6/28/2019 - Real Estate Rental - 741 Southfork Dr Draper, UT 84020-8552 - Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-22
S63 Uniform Securities Agent State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2012-06-22
  • S63 Uniform Securities Agent State Law Examination
    2008-08-14
Other Names
  • Abraham Johnson
  • Abe Johnson

View on SEC IAPD

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