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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Tiffin | OH | 08/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Tiffin | OH | 11/2018 | Present |
1. JOURNEY FINANCIAL SOLUTIONS GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA for Fixed Insurance Sales 2. THE JOURNEY GROUP - TIFFIN POSITION: Registered Representative NATURE: Name for advertising purposes only, that combines for client-facing advertising pieces, the two LLC names of Journey Financial Solutions Group LLC and Journey Insurance Group LLC, into a name that encompasses both - The Journey Group - Tiffin. The Journey Group - Tiffin is not its own LLC and is not a registered trade name in the state of Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: no duties 3. JOURNEY FINANCIAL SOLUTIONS GROUP, LLC POSITION: Investment Advisor Representative NATURE: Sale of Securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2021 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA Name for Sales of Securities 4. TIFFIN SENECA CHILD CARE CENTER POSITION: Board Member NATURE: Child Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2023 ADDRESS: 131 E Perry St, Tiffin OH 44883, United States DESCRIPTION: Board Member assisting in decisions regarding the well-being of the business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-03 |
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