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William E Diehm

Osaic Wealth, Inc.

Tiffin, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-06-08
  • OH RA
    APPROVED
    Since 2021-06-08

Branch Locations

1474 S. County Road 1, Tiffin, OH 44883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Tiffin OH 08/2016 11/2018
Royal Alliance Associates, Inc. Tiffin OH 11/2018 Present
  • 08/2016 → 11/2018
    Sii
    Tiffin, OH
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Tiffin, OH
Other Businesses

1. JOURNEY FINANCIAL SOLUTIONS GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA for Fixed Insurance Sales 2. THE JOURNEY GROUP - TIFFIN POSITION: Registered Representative NATURE: Name for advertising purposes only, that combines for client-facing advertising pieces, the two LLC names of Journey Financial Solutions Group LLC and Journey Insurance Group LLC, into a name that encompasses both - The Journey Group - Tiffin. The Journey Group - Tiffin is not its own LLC and is not a registered trade name in the state of Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: no duties 3. JOURNEY FINANCIAL SOLUTIONS GROUP, LLC POSITION: Investment Advisor Representative NATURE: Sale of Securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2021 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA Name for Sales of Securities 4. TIFFIN SENECA CHILD CARE CENTER POSITION: Board Member NATURE: Child Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2023 ADDRESS: 131 E Perry St, Tiffin OH 44883, United States DESCRIPTION: Board Member assisting in decisions regarding the well-being of the business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-03
  • S65 Uniform Investment Adviser Law Examination
    2021-06-03

View on SEC IAPD

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