Peter Shea

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 10/2016
  Tullett Prebon Financial Services Llc
  New York, NY
• 10/2016 → 11/2020
  First Brokers Securities Llc
  Jersey City, NJ
• 01/2021 → 05/2022
  Columbia University
  New York, NY
• 05/2022 → 12/2022
  Unemployed
  New York, NY
• 12/2022 → 02/2023
  First Brokers Securities Llc
  Jersey City, NJ
• 02/2023 → 10/2024
  Benefit Street Partners, Llc
  New York, NY
• 05/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2025 → Present
  Bank Of America, N.A.
  New York, NY
• 07/2012 → 09/2016
  Creditex Securities Corporation
  New York, NY
• 07/2012 → 09/2016
  Creditex Group Inc.
  New York, NY
• 11/2020 → 01/2021
  Unemployed
  New York, NY
• 02/2023 → 10/2024
  Franklin Distributors, Llc
  New York, NY
• 10/2024 → 05/2025
  Unemployed
  Rochelle, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-27
• S63 Uniform Securities Agent State Law Examination
  2023-10-30

Other Names

• Peter R. Shea
• Peter R Sheu
• Peter R Shea
• Peter Shea