Stuart Ethan Wells

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 07/2016
  Usaa Financial Advisors Inc.
  Junction City, KS
• 11/2012 → 07/2016
  Usaa Financial Planning Services
  Junction City, KS
• 03/2018 → 05/2023
  Central National Bank
  Junction City, KS
• 05/2023 → 04/2025
  Lpl Financial Llc
  Abilene, KS
• 07/2025 → Present
  Aegis Capital Corp.
  Grand Junction, CO
• 03/2018 → 05/2023
  Central Ntl Banks Wealth Mgt & Trt Services Divi
  Junction City, KS
• 07/2016 → 11/2017
  Tiaa
  Lawrence, KS
• 07/2016 → 11/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  Lawrence, KS
• 01/2018 → 05/2023
  Raymond James Financial Services,Inc
  Junction City, KS
• 01/2018 → 05/2023
  Raymond James Financial Services Advisors Inc
  Junction City, KS

Previous Registrations

• 2023-05-23 → 2025-05-07
  Lpl Financial Llc
  Abilene, KS
  San Diego, CA
  Salina, KS
• 2018-01-08 → 2023-06-01
  Raymond James Financial Services Advisors, Inc
  Junction City, KS
• 2016-08-05 → 2017-11-08
  Tiaa-Cref Individual & Institutional Services, Llc
  Lawrence, KS
• 2013-10-25 → 2016-08-02
  Usaa Financial Planning Services
  Junction City, KS

Other Businesses

1. Wellness Financial Planning; 232A S. Santa Fe, Salina KS 67401; At reported business location(s); D/B/A, All securities offered through Aegis Capital Corp.; Inv. related; start date 07/15/2025; 160hrs/mo.; 7hrs during trading; 100% Time spent. 2. Jessica Elaine Wallet Estate; 607 Entrada St, Grand Junction CO 81504; Executor; Not inv. related; start date 9/1/2023; 10-40hrs/mo.; 0hrs during trading. 3. Victor and Elaine Wells IRR Trust, The Wells Family Trust; 607 Entrada St, Grand Junction CO 81504; Trustee, Administers grants to beneficiaries; Not inv. related; start date 5/23/2023; 2-8hrs/mo.; 0hr during trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-19
• S63 Uniform Securities Agent State Law Examination
  2008-07-08

Designations

• Certified Financial Planner

Other Names

• Stuart E Wells