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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-27
TX RA APPROVED 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-27
  • TX RA
    APPROVED
    Since 2026-07-27

Branch Locations

Dallas , TX • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group / Vanguard Mktg. Corp. Dallas TX 01/2016 09/2020
Blackrock/Blackrock Inv. Mgmt. Llc/Blackrock Investments, Llc Dallas TX 09/2020 06/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2026 Present
  • 01/2016 → 09/2020
    The Vanguard Group / Vanguard Mktg. Corp.
    Dallas , TX
  • 09/2020 → 06/2026
    Blackrock/Blackrock Inv. Mgmt. Llc/Blackrock Investments, Llc
    Dallas , TX
  • 07/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-28
S66 Uniform Combined State Law Examination 2009-12-02
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28
  • S66 Uniform Combined State Law Examination
    2009-12-02
Other Names
  • Erin Nicole Cover

View on SEC IAPD

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