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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-03 |
| CA | RA | APPROVED | 2025-09-03 |
| UT | RA | APPROVED | 2025-09-03 |
Branch Locations
428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yeung Household | 31 Mercantile Way | CA | 03/2024 | 09/2024 |
| Sunpower | Richmond | CA | 01/2023 | 03/2024 |
| Yeung Household | Ladera Ranch | CA | 08/2014 | 09/2020 |
| Principal Life Insurance Company | Costa Mesa | CA | 09/2024 | 06/2025 |
| Principal Securities, Inc. | Costa Mesa | CA | 09/2024 | 06/2025 |
| Guardian Life Insurance Company | Gilbert | AZ | 07/2025 | Present |
| Park Avenue Securities | Gilbert | AZ | 09/2025 | Present |
| North Star Fox | Ladera Ranch | CA | 09/2020 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-23 |
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