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Kristine Lau Yeung

Park Avenue Securities LLC

Gilbert, AZ

CRD 5539817

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-03
CA RA APPROVED 2025-09-03
UT RA APPROVED 2025-09-03
  • AZ RA
    APPROVED
    Since 2025-09-03
  • CA RA
    APPROVED
    Since 2025-09-03
  • UT RA
    APPROVED
    Since 2025-09-03

Branch Locations

428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yeung Household 31 Mercantile Way CA 03/2024 09/2024
Sunpower Richmond CA 01/2023 03/2024
Yeung Household Ladera Ranch CA 08/2014 09/2020
Principal Life Insurance Company Costa Mesa CA 09/2024 06/2025
Principal Securities, Inc. Costa Mesa CA 09/2024 06/2025
Guardian Life Insurance Company Gilbert AZ 07/2025 Present
Park Avenue Securities Gilbert AZ 09/2025 Present
North Star Fox Ladera Ranch CA 09/2020 01/2023
  • 03/2024 → 09/2024
    Yeung Household
    31 Mercantile Way, CA
  • 01/2023 → 03/2024
    Sunpower
    Richmond, CA
  • 08/2014 → 09/2020
    Yeung Household
    Ladera Ranch, CA
  • 09/2024 → 06/2025
    Principal Life Insurance Company
    Costa Mesa, CA
  • 09/2024 → 06/2025
    Costa Mesa, CA
  • 07/2025 → Present
    Guardian Life Insurance Company
    Gilbert, AZ
  • 09/2025 → Present
    Park Avenue Securities
    Gilbert, AZ
  • 09/2020 → 01/2023
    North Star Fox
    Ladera Ranch, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-23
  • S66 Uniform Combined State Law Examination
    2024-11-23
Other Names
  • Kristine Lau
  • Kristine Yeung
  • Christina Lau

View on SEC IAPD

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