Brian William Neustrom

Current Employers

Employment History

• 06/2013 → 01/2021
  Cetera Advisors Llc
  Denver, CO
• 08/2015 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2021 → Present
  Parsonex Enterprises, Inc.
  Englewood, CO
• 09/2021 → 09/2022
  Liberty Partners Financial Services
  Mount Pleasant, SC
• 09/2021 → 09/2022
  Modern Capital Securities
  Raleigh, NC
• 05/2017 → 01/2021
  Cetera Investment Advisers Llc
  Denver, CO
• 04/2016 → 01/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2017 → 01/2021
  Cetera Investment Services Llc
  Saint Cloud, MN
• 05/2017 → 01/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL

Previous Registrations

• 2022-02-01 → 2022-10-07
  Modern Capital Advisors, Llc
  Raleigh, NC
  Englewood, CO
• 2018-07-10 → 2021-01-21
  Cetera Investment Advisers Llc
  Saint Cloud, MN
  Denver, CO
• 2013-06-19 → 2018-05-31
  Cetera Advisors Llc
  Greenwood Village, CO
• 2012-03-27 → 2013-06-19
  Mml Investors Services, Llc
  Metairie, LA
• 2010-09-27 → 2012-01-20
  Essex National Securities, Llc
  Lafayette, LA

Other Businesses

EMPLOYED BY PARSONEX ENTERPRISES, INC. PARENT/HOLDING COMPANY OF THE WHOLLY OWNED SUBSIDIARIES: CCO PARSONEX SECURITIES,PARSONEX ADVISORY SERVICES,PARSONEX INSURANCE AGENCY AND PARTIALLY OWNED SUBSIDIARIES: CCO PARSONEX CAPITAL MARKETS AND OTHER AFFILIATED ENTITIES. PRIMARY ROLES WITH PARSONEX AFFILIATES INCLUDE: PARSONEX SECURITIES, INVESTMENT RELATED, BROKER/DEALER, PRINCIPAL, CCO PARSONEX CAPITAL MARKETS, INVESTMENT RELATED, BROKER/DEALER, PRINCIPAL, CCO PARSONEX ADVISORY SERVICES, INVESTMENT RELATED, RIA, CCO E MMAGNUS OPPENHEIM, INVESTMENT RELATED, CCO

Exams

• S66 Uniform Combined State Law Examination
  2010-12-16