Jonathan Blake Estes

Employer firm

Pgim Investments LLC CRD 105670

$345B regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 07/2016
  State Street Global Markets, Llc
  Boston, MA
• 03/2014 → 07/2016
  State Street Global Advisors
  Boston, MA
• 07/2016 → 09/2022
  Guggenheim Funds Distributors Llc
  Columbus, OH
• 09/2022 → Present
  Pgim Investments, Llc
  Columbus, OH
• 09/2022 → Present
  Prudential Investment Management Services Llc
  Columbus, OH

Previous Registrations

• 2016-08-10 → 2022-09-20
  Guggenheim Investments
  Columbus, OH
  New York, NY
• 2009-07-06 → 2011-10-14
  Morgan Stanley
  Cincinnati, OH
  Cincinnati, OH
• 2008-06-25 → 2009-03-16
  Waddell & Reed
  West Chester, OH

Exams

• S66 Uniform Combined State Law Examination
  2009-10-15

Other Names

• Blake Estes
• J Blake Estes