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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 01/2021 |
| Rbc Capital Markets, Llc | Cleveland | OH | 03/2021 | Present |
| Unemployed | Na | OH | 02/2021 | 03/2021 |
1) Money Smarts School of Finance for Children St. Louis, MO Start date: 1/1/2018 Board Secretary Hours per week: 0 Hours during trading: 0 Acting Board Secretary (2) Name of Entity â?" St. Louis Convention and Visitors Commission dba "Explore St. Louis" Address â?" 701 Convention Plaza, St. Louis, MO 63101 Business Description â?" The St. Louis Convention & Visitors Commission (DBA "Explore St. Louis") is the official destination marketing organization responsible for selling St. Louis City and County as a convention and meeting site and as a leisure travel destination. It works to attract citywide conventions, hotel meetings, sporting events, group tours, and travelers to St. Louis. Business is/is not investment related â?" No Projected Start Date: 08/2019 Capacity: Board Member Duties Performed: Responsible for guiding the business functions of the entity. This was an appointed position Hours Devoted to this OBA Per Month: 2 Hours Devoted to this OBA during business hours: 2 3) NAME OF ENTITY: 100 Black Men of Greater Cleveland, Inc. ADDRESS: 13815 KINSMAN RD, Cleveland OH 44120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The 100 Black Men of Greater Cleveland Chapter provides a variety of educational, informative, and uplifting programs for the whole family. Our programs teach the necessary leadership and development skills to assist our mentees and their families in realizing and maximizing their full potential. We are a 501c3 non-profit organization. START DATE: 01.01.21 CAPACITY: Board of Directors DUTIES: I am currently the acting Finance Director as of June 2022 and I sit on the Board of Directors in an executive capacity. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Neighborworks of America ADDRESS: 999 North Capitol Street NE, Suite 900, Washington, DC, 20002 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Training and leadership development START DATE: 01.02.23 CAPACITY: Teach various topics around financial literacy for the organization DUTIES: Training the counselors of their organizations on various topics. Developing content for them on various topics (i.e. credit, homeownership, small business lending, micro lending, community development, affordable housing, etc.) HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) Name of Entity - N/A - Address - Warren, OH 44481 - Business Description - Rental Property - Business is/is not investment related - Is not investment related - Projected Start Date: Mar 15, 2026 - Capacity: Owner - Duties Performed: Property Management/Landlord - Hours Devoted to this OBA: 5 - Hours Devoted to this OBA during business hours: 2 (6) Name of Entity - San Francisco Temple Christian Assembly - Address - 10191 Halls Ferry Rd St. Louis, MO 63136 - Business Description - Religious Institution - Business is/is not investment related - Is not investment related - Projected Start Date: Jan 02, 2026 - Capacity: Senior Pastor - Duties Performed: Employee - Hours Devoted to this OBA: 120-160 - Hours Devoted to this OBA during business hours: 0-2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-18 |
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