Heidi M Burds

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-11-29

IL RA
APPROVED

Since 2021-11-29

Branch Locations

Winnebago, IL • United States

3202 N Mcfarland Road, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Rockford	IL	02/2008	08/2017
Lpl Financial, Llc	Rockford	IL	11/2021	Present
Commonwealth Financial Network	Waltham	MA	08/2017	11/2021

02/2008 → 08/2017

Rbc Capital Markets Corporation

Rockford, IL
11/2021 → Present

Lpl Financial, Llc

Rockford, IL
08/2017 → 11/2021

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2017-09-14 → 2021-11-26

Commonwealth Financial Network

Rockford, IL
2008-11-17 → 2017-09-08

Rbc Capital Markets, Llc

Rockford, IL

Other Businesses

1) 11/2021 - DBA for LPL Business (entity for LPL business) - BMO Investments Services - Investment Related - Rockford, IL 61114 2) 6/2015 - Other (MLM) - JUICE PLUS + - Not Investment Related - Machesney Park, IL 61115

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-15

S66 Uniform Combined State Law Examination

2008-11-15

View on SEC IAPD