Alexander S Pineda

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-04
TX	RA	APPROVED_RES	2021-06-10

NY RA
APPROVED

Since 2021-10-04
TX RA
APPROVED_RES

Since 2021-06-10

Branch Locations

1 New York Plaza Corp Equity Solutions & Annuities/Insurance Review, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2021	Present
Jp Morgan Securities Llc	Jersey City	NJ	08/2016	01/2020
Jpmorgan Chase Bank Na	Jersey City	NJ	12/2014	05/2021

06/2021 → Present

Morgan Stanley

New York, NY
08/2016 → 01/2020

Jp Morgan Securities Llc

Jersey City, NJ
12/2014 → 05/2021

Jpmorgan Chase Bank Na

Jersey City, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-03
S63	Uniform Securities Agent State Law Examination	2000-11-29

S65 Uniform Investment Adviser Law Examination

2021-10-03
S63 Uniform Securities Agent State Law Examination

2000-11-29

Other Names

Alexander Silva Pineda
Alexander Silva Pineda
Alexander Silva Pineda

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor