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Gary Lynn Hayworth

LPl Financial LLC

Bethany, OK

CRD 4148041

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-11-29
  • OK RA
    APPROVED
    Since 2017-11-29

Branch Locations

6500 Nw 39Th Expressway, Bethany, OK 73008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bethany OK 07/2002 11/2017
Lpl Financial Llc Bethany OK 11/2017 Present
  • 07/2002 → 11/2017
    Investment Centers Of America, Inc.
    Bethany, OK
  • 11/2017 → Present
    Bethany, OK
Previous Registrations
  • 2003-05-07 → 2017-11-29
    Investment Centers Of America, Inc.
    Midwest City, OK
    Bethany, OK
    Bethany, OK
Other Businesses

1. 11/29/2017 - Integrity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 7/2015 - Time Spent 95%. 2. 1/13/2021 - ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/13/2021 - 10 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-02
S63 Uniform Securities Agent State Law Examination 2000-05-03
  • S66 Uniform Combined State Law Examination
    2003-05-02
  • S63 Uniform Securities Agent State Law Examination
    2000-05-03
Other Names
  • Gary Lynn Hayworth

View on SEC IAPD

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