Louis Charles Curto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial Llc
  Springfield, MA

Previous Registrations

• 2012-04-17 → 2015-12-21
  Commonwealth Financial Network
  Ludlow, MA
• 2011-06-27 → 2012-01-12
  Lpl Financial Llc
  Feeding Hills, MA
  Fort Mill, SC
  Feeding Hills, MA
• 2007-03-26 → 2011-04-06
  Edward Jones
  St Louis, MO
  Wilbraham, MA
  Wilbraham, MA

Other Businesses

1. 01/20/2016 - PWMG 401k Advisors - INV REL - 1111 Elm Street, Suite 5, West Springfield, MA 01089 - DBA for LPL Business (entity for LPL business) - START 10/08/2016 - DBA for LPL business only - 200 HOURS PER MONTH, 130 DURING TRADING. 2. 7/7/2020 - PWMG, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/22/2020 - 35 Hours Per Month/8 Hours During Securities Trading. 3. 12/30/2020 - Paramount Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/14/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-22
• S63 Uniform Securities Agent State Law Examination
  2000-03-10

Other Names

• Lou Curto