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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
GA RA APPROVED 2023-03-21
  • TX RA
    APPROVED
    Since 2023-06-29
  • GA RA
    APPROVED
    Since 2023-03-21

Branch Locations

Clarkesville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Other Businesses

1. MINISTER, NOT INVESTMENT RELATED, 3020 CLAYBROOK DRIVE, WYLIE, TX 75098, MINISTER - INDEPENDENT CONTRACTOR WITH DIFFERENT CHURCHES, START 09/01/2013, 4HRS/WK (NON-TRADING HOURS), LEADING CHOIRS IN WORSHIP ACTIVITES AT REHEARSALS AND SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-09
S63 Uniform Securities Agent State Law Examination 2000-07-01
  • S65 Uniform Investment Adviser Law Examination
    2013-09-09
  • S63 Uniform Securities Agent State Law Examination
    2000-07-01

View on SEC IAPD

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