Robert Truman Handy

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 06/2019
  Securities America Inc
  Houston, TX
• 12/2014 → 06/2019
  Arbor Point Advisors
  Houston, TX
• 10/2019 → Present
  Arbor Point Advisors, Llc
  La Vista, NE
• 07/1998 → Present
  Viaquest Financial
  Houston, TN
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2019-10-21 → 2024-11-08
  Arbor Point Advisors
  Dickinson, TX
• 2014-12-08 → 2019-07-01
  Arbor Point Advisors
  Houston, TX
• 2009-03-10 → 2014-12-24
  Momentum Independent Network Inc.
  Houston, TX
  Houston, TX

Other Businesses

PSU FRIENDS OF HISTORY - POSITION: VICE PRESIDENT OF ADVISORY COMMITTEE - NATURE: MEMBER OF THE BOARD OF PORTLAND STATE UNIVERSITY FRIENDS OF HISTORY - HOURS: 1 - START DATE: 1/2012 ADVISORY BOARD, CENTER FOR INTERNATIONAL STUDIES POSITION: Advisory NATURE: Advisory Board, University of St. Thomas (Houston) Center for International Studies. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 01/27/2016 ADDRESS: University of St. Thomas, 3800 Montrose Blvd., Houston TX 77006 DESCRIPTION: To offer advice to the Center Director on the job market and requisite skills required of graduating students over the next several years. INTERFAITH CARING MINISTRIES POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2018 ADDRESS: 151 Park Avenue, League City TX 77573, United States DESCRIPTION: Serve as a member of the Board and representative of my church, Bay Area Unitarian Universalist to oversee activities, income and expenses and vote on policies. FINANCE MINISTRY TEAM LEADER POSITION: Team Leader NATURE: Finance Ministry Team Leader; Bay Area Unitarian Universalist Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2018 ADDRESS: 17503 El Camino Real, Houston TX 77058, United States DESCRIPTION:Oversee recruitment of Finance Team members and leaders for the Stewardship Campaign and annual Fundraising events. Oversee the work of the Finance Ministry Team. Ensure effective and timely communications about matters concerning the Finance Ministry. Support the work of the Treasurer as needed. Meet with the Minister for annual assessments and goal setting.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-03
• S63 Uniform Securities Agent State Law Examination
  1999-12-07