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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-15 |
Branch Locations
200 Clock Tower Place Suite C-100, Carmel, CA 93923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Palo Alto/Hollister/Salinas | CA | 05/2001 | 06/2026 |
| Wells Fargo Advisors Llc | Salinas | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salinas | CA | 11/2016 | 06/2026 |
| Ubs Financial Services Inc | Carmel | CA | 07/2026 | Present |
Serve as Sole Trustee of the Steven and Marilyn Johnson Irrevocable Trust. I am the daughter of Marilyn and step-daughter of Steven. Marilyn is deceased. Non-Investment Related activity. Bank accounts only. Since trust was established in 2014. Approx. 1 hour per month Noneduring trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-18 |
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