Terrie Lynn Fuentes

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 06/2026
  Wells Fargo Bank, N.A.
  Palo Alto/Hollister/Salinas, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Salinas, CA
• 11/2016 → 06/2026
  Wells Fargo Clearing Services, Llc
  Salinas, CA
• 07/2026 → Present
  Ubs Financial Services Inc
  Carmel, CA

Previous Registrations

• 2011-01-03 → 2026-07-07
  Wells Fargo Clearing Services, Llc
  Fresno, CA
  Fresno, CA
  Gilroy, CA
  San Jose, CA
  Salinas, CA
  Hollister, CA
  Hollister, CA
  Hollister, CA
  Carmel, CA
• 2004-08-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Hollister, CA
  Salinas, CA
  Hollister, CA
• 2001-07-20 → 2002-10-04
  Wells Fargo Investments, Llc
  Aptos, CA

Other Businesses

Serve as Sole Trustee of the Steven and Marilyn Johnson Irrevocable Trust. I am the daughter of Marilyn and step-daughter of Steven. Marilyn is deceased. Non-Investment Related activity. Bank accounts only. Since trust was established in 2014. Approx. 1 hour per month Noneduring trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-22
• S63 Uniform Securities Agent State Law Examination
  1999-12-18

Other Names

• Terrie Lynn Falcone-Basarich