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Giovanna Alosa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Crofton, MD

Bowie, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-28
MD RA APPROVED 2025-02-15
  • TX RA
    APPROVED
    Since 2025-03-28
  • MD RA
    APPROVED
    Since 2025-02-15

Branch Locations

2001 Davidsonville Rd, Crofton, MD 21114 • United States

6880 Race Track Rd, Bowie, MD 20715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Baltimore MD 08/1999 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2024 Present
Bank Of America Abingdon MD 09/2019 08/2024
Bank Of America, N.A. Columbia MD 09/2024 Present
  • 08/1999 → 09/2019
    T. Rowe Price Investment Services, Inc.
    Baltimore, MD
  • 08/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, MD
  • 09/2019 → 08/2024
    Bank Of America
    Abingdon, MD
  • 09/2024 → Present
    Bank Of America, N.A.
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
S63 Uniform Securities Agent State Law Examination 2000-03-03
  • S66 Uniform Combined State Law Examination
    2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2000-03-03
Other Names
  • Giovanna Maria Di Francesca
  • Giovanna Maria Laudi
  • Giovanna Maria Alosa

View on SEC IAPD

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PFS INVESTMENTS INC. · CROFTON, MD
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