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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-08
WI RA APPROVED 2000-01-03
  • TX RA
    APPROVED_RES
    Since 2021-06-08
  • WI RA
    APPROVED
    Since 2000-01-03

Branch Locations

2511 Main Street E Suite 102, Onalaska, WI 54650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

MJM LLC, BUSINESS CHECKING ACCOUNT FOR BUSINESS RELATED EXPENSES 1-1-2001TTEE/POA FOR FAMILY MEMBER, 0 COMP. DBA ANDERSON FINANCIAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-23
  • S66 Uniform Combined State Law Examination
    1999-12-23
Other Names
  • Michael John Mashak

View on SEC IAPD

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