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Peggy M Persac

LPl Financial LLC

Baton Rouge, LA

Baton Rouge, LA

CRD 4024944

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
LA RA APPROVED 2003-05-08
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • LA RA
    APPROVED
    Since 2003-05-08

Branch Locations

7520 Perkins Rd. Ste. 280 Satellite, Baton Rouge, LA 70808 • United States

6161 Perkins Rd Ste 1A, Baton Rouge, LA 70808-4119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Baton Rouge LA 02/2002 Present
  • 02/2002 → Present
    Linsco/Private Ledger
    Baton Rouge , LA
Other Businesses

1.06/25/2009-CPA AFFILIATE PROGRAM-PAYROLL & TAX PREPARATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-24
  • S66 Uniform Combined State Law Examination
    1999-11-24

View on SEC IAPD

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