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James Joseph Solon

Edward Jones

Fort Wayne, IN

CRD 4009274

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
IN RA APPROVED 2007-01-19
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • IN RA
    APPROVED
    Since 2007-01-19

Branch Locations

808 Ley Rd Suite B, Fort Wayne, IN 46825-5258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/1999 Present
Other Businesses

I AM A FORMER SHAREHOLDER IN ASSOCIATED PHYSICAL THERAPISTS. STILL RECEIVING OCCASSIONAL COLLECTION OF PAST DUE ACCOUNTS. BUSINESS WAS SOLD 8/1/1998.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S63 Uniform Securities Agent State Law Examination 1999-10-27
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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