Moises Flores

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → 02/2018
  Scottrade, Inc.
  El Paso, TX
• 02/2018 → 09/2019
  Td Ameritrade, Inc.
  Elpaso, TX
• 02/2018 → 09/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 10/2019 → 02/2022
  Edward Jones
  Saint Louis, MO
• 02/2023 → 04/2026
  Pnc Investments Llc
  El Paso, TX
• 02/2022 → 02/2023
  Smart Goals Indoor Sports
  El Paso, TX
• 08/2026 → Present
  Pnc Wealth Management
  El Paso, TX
• 04/2026 → 08/2026
  2026 Men's Acts Retreat Co-Director
  El Paso, TX

Previous Registrations

• 2023-03-16 → 2026-04-13
  Pnc Wealth Management Llc
  Austin, TX
  Pittsburgh, PA
  El Paso, TX
• 2019-10-18 → 2022-02-03
  Edward Jones
  El Paso, TX
  El Paso, TX
• 2018-02-27 → 2019-09-11
  Td Ameritrade, Inc.
  Elpaso, TX
• 2018-02-26 → 2019-09-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  El Paso, TX
• 2017-01-28 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-01-28
• S63 Uniform Securities Agent State Law Examination
  2000-11-08