Best Investors Account Sign in

Thomas George Christensen

Charles Schwab & Co., Inc.

Westlake, TX

Scottsdale, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-26
TX RA APPROVED 2022-01-10
CA RA APPROVED 2018-01-25
  • AZ RA
    APPROVED
    Since 2023-05-26
  • TX RA
    APPROVED
    Since 2022-01-10
  • CA RA
    APPROVED
    Since 2018-01-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc, Scottsdale AZ 12/2017 Present
Usaa Financial Planning Services Phoenix AZ 05/2008 12/2017
Usaa Financial Advisors, Inc. Phoenix AZ 05/2008 12/2017
  • 12/2017 → Present
    Charles Schwab & Co., Inc,
    Scottsdale, AZ
  • 05/2008 → 12/2017
    Usaa Financial Planning Services
    Phoenix, AZ
  • 05/2008 → 12/2017
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
Previous Registrations
  • 2008-06-19 → 2017-12-21
    Usaa Financial Planning Services
    San Antonio, TX
    Scottsdale, AZ
    Phoenix, AZ
  • 2007-04-24 → 2008-05-16
    Wells Fargo Investments, Llc
    Scottsdale, AZ
  • 2002-02-07 → 2003-05-19
    Banc One Securities Corporation
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-20
S65 Uniform Investment Adviser Law Examination 1999-09-24
S63 Uniform Securities Agent State Law Examination 1999-09-10
  • S66 Uniform Combined State Law Examination
    2007-04-20
  • S65 Uniform Investment Adviser Law Examination
    1999-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-09-10
Designations
Other Names
  • Thomas G Christensen

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor