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200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-24 |
| GA | RA | APPROVED | 2024-01-29 |
Branch Locations
200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Advisory | Baltimore | MD | 09/2013 | 08/2022 |
| Project Level Management Company, Llc | Chicago | IL | 12/2025 | Present |
| Ariel Distributors, Llc | New York | NY | 09/2022 | Present |
| Ariel Investments, Llc | Chicago | IL | 08/2022 | Present |
1) ARIEL INVESTMENTS, LLC; (INVEST-RELATED); 200 E. RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601; 08/2022; INVEST ADVISOR FIRM; TIME VARIES; VICE PRESIDENT, INSTITUTIONAL MARKETING AND INVESTOR RELATIONS. 2) Project Level Management Company, LLC (Invest-Related) 200 E. Randolph St. Suite 2900 Chicago, IL .12/2025. Invest Adviser Firm. VP, Institutional Marketing. Time Varies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-03 |
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